Regulatory Operations Assistant

Are you someone who enjoys detailed work, following established processes and is looking to build a career within Operations, Risk or Compliance? If so, this could be an excellent opportunity for you.

Our client, a market-leading Investment Manager based in central London, is seeing a motivated Regulatory Operations Assistant to join their well-established Regulatory Team. This is a fantastic role for a recent graduate or an early-career professional eager to grow within a highly regulated, process-driven environment.

Key Responsibilities:

• Drafting and preparing on-boarding documentation for FCA submissions.
• Conducting background screenings on new clients and following up where necessary.
• Assisting in the preparation and coordination of materials for Regulatory and FCA reporting.
• Managing client data using CRM systems and maintaining accurate records on Sharepoint.
• Supporting interaction and communication with hosted managers and their service providers.

We need someone that is:-

• Highly organised, detailed focused and comfortable working within structured processes.
• Confident communicator with the ability to work with multiple stakeholders.
• Familiarity with CRM systems and document management platforms (eg Sharepoint) is beneficial.
• A genuine interest in regulatory frameworks, investment management operations or compliance.

This is a great opportunity to join a respected, market-leading Investment Management firm. Giving the successful candidate the chance to build core experience in a growing regulatory operations space and to work alongside an experienced team with opportunities for development.