Group Compliance Manager - Lloyds of London Broker

• Opportunity to lead on Compliance responsibilities across the Group
• Helping senior management foster the Compliance culture

Our client are a Lloyds of London broker with offices in the city of London and Surrey.

The Group Compliance Manager - Lloyds of London Broker will be responsible for:

• Advising on Compliance matters including changes to regulations
• First line Compliance support
• Support the external Compliance consultancy where required
• Development of Annual Compliance Plan
• Annual SMCR declarations
• Notification to regulators such as FCA and ICO as required
• Management of Insurer and MGA TOBAs
• Overseeing new Insurer/MGA process

The Group Compliance Manager - Lloyds of London Broker should have:

• Financial services compliance experience in the insurance industry
• Strong working knowledge of FCA regulations, including SYSC, ICO guidelines SMCR and Treating Customers Fairly (TCF) principles
• Proven experience in managing compliance activity, including monitoring and reporting processes
• Experienced in SMCR, complaints handling, and liaising with regulatory bodies e.g. FCA, ICO
• Demonstrated ability to develop, implement and monitor compliance policies, procedures, and controls
• Experience in leading on compliance activity and providing guidance to business teams
• Demonstrable experience of strong analytical and problem-solving skills

• Competitive salary depending on experience.
• Pension scheme and health benefits.
• Permanent role with long-term career growth potential.
• Supportive and professional working environment.