You will be a key member of the UK Finance NFR and SOX team that will operate with close engagement with the Global Finance NFR & Group SOX teams, Risk and Control Owners and various second line of defence teams to ensure a robust control environment is in place.
Be performing SOX scoping in accordance with Finance FIM requirements and as per Group SOX instructions.
Ensure SOX documentation of all SOX in scope processes is validated, up to date and SOX compliant.
Maintain regular communication with functions/businesses/stakeholders to identify any potential issue that could lead to a SOX deficiency.
Perform deficiency aggregation as per Group SOX instructions.
Follow up on issues and deficiencies raised and make sure they are closed in timely manner, actions are maintained and appropriately validated once completed.
Work with Assurance teams on planned independent assurance reviews to assess the effectiveness of the control environment.
Work closely with our external auditors to ensure SOX compliance testing requirements are met, including monitoring and supporting SOX deficiency remediation.
Manage SOX control related MI and develop a detailed understanding of the processes that you support.
To be successful in this role you should meet the following requirements:
Demonstrable experience of the Non-Financial Risk framework including risk and controls, and audit and SOX compliance procedures.
Control testing experience (working with Operational Risk, Internal or External Audit).
Experience in process mapping and risk and control identification.
Experience of building, influencing, and maintaining strong relationships with senior stakeholders (all levels of seniority).
