Compliance Officer

Financial Services Compliance Officer

Location: Holmes Chapel, Cheshire
Hours: Monday-Friday, 8:30am-5pm
Working Pattern: Office-based initially, hybrid once trained
Salary: Up to 40,000 (DOE) + annual bonus

A New Opportunity for Compliance Professionals Across Financial Services

Are you working in Compliance within banking, insurance, financial planning, or another regulated financial services environment, and looking for a role where your expertise really matters?

This is an excellent opportunity to join a long-established, respected Independent Financial Planning firm with a strong reputation for quality, integrity, and putting clients first. The business supports a specialist, loyal client base and has grown steadily through expert advice and exceptional service.

Due to an internal promotion and an upcoming retirement, the firm is seeking a Compliance Officer to work closely with their experienced Compliance team and help maintain robust standards across the business.
If you enjoy a role where accuracy, sound judgement, and regulatory understanding are valued, you'll feel right at home here.

The Key Responsibilities of the Compliance Officer:

In this role, you'll help ensure the firm continues to operate to the highest FCA standards by:

Conducting file checks and suitability reviews
Supporting the advice team with regulatory guidance
Monitoring and maintaining compliance policies and procedures
Assisting with internal audits and regulatory reporting
Helping the business keep pace with FCA updates and thematic reviews
Contributing to a culture that prioritises excellent client outcomes

The Key Responsibilities of the Compliance Officer:

This position is ideal for someone who has experience in Compliance within financial services, whether that's:

Retail banking compliance
Insurance compliance
Wealth management or financial planning compliance
Mortgages, protection, or financial advice oversight
Paraplanning or advisory roles with strong regulatory exposure

You'll bring:

Strong understanding of FCA frameworks and regulated environments
Exceptional attention to detail and accuracy
Confident, clear written and verbal communication
Strong organisational skills and the ability to prioritise workload
A collaborative, proactive mindset

Qualifications

Ideally, a Level 3 Financial Services qualification (or working towards)
Compliance-related study or CPD from banking/insurance backgrounds is also welcome
Experience and attitude are equally important.

What's in It for You?

Salary up to 40,000, depending on experience
Hybrid working after training/probation
A supportive, collaborative team with low turnover
Clear development opportunities within a growing compliance function
The stability of joining a well-established, highly reputable IFA firm
A role where your compliance expertise genuinely shapes client outcomes

Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.