Part-Time Head of Compliance - Fintech

Job Title: Part-Time Head of Compliance - FintechLocation: London / HybridSalary: £80,000 - £100,000 (pro-rated)Working Pattern: Part-Time (2-3 days per week)Reporting to: Chief Operating Officer

About the Role

We are seeking an experienced and forward-thinking Head of Compliance to lead the compliance and regulatory function for an innovative fintech operating in the financial markets infrastructure space.

This role will play a critical part in ensuring the organisation maintains the highest regulatory and governance standards while delivering market-wide data services designed to improve transparency and efficiency in capital markets.

You will oversee the compliance framework, regulatory engagement, and internal control environment, partnering closely with senior leadership to support the firm's growth while safeguarding operational integrity.

This is a strategic, hands-on leadership role, ideal for a senior compliance professional who thrives in a dynamic, technology-driven financial services environment.

Key Responsibilities

Regulatory Oversight

• Lead the firm's compliance function and maintain a robust regulatory compliance framework aligned with FCA expectations.
• Provide expert guidance to senior management and the Board on regulatory developments and emerging compliance risks.
• Act as the primary point of contact with regulators where required.

Compliance Framework

• Develop, implement, and maintain the firm's compliance monitoring programme.
• Conduct regulatory risk assessments and ensure appropriate controls are in place.
• Oversee regulatory reporting and submissions.

Policy & Governance

• Maintain and update compliance policies, procedures, and internal controls.
• Provide regular compliance reporting to senior management and the Board.
• Ensure effective governance structures are in place across the organisation.

Risk Management

• Lead the firm's compliance risk assessment processes, identifying and mitigating potential regulatory and compliance risks.
• Ensure monitoring, testing, and reporting mechanisms operate effectively.
• Work closely with internal teams to embed compliance considerations into product development, operations, and governance frameworks.

Internal Oversight & Assurance

• Lead investigations into potential compliance breaches and ensure appropriate remediation actions are implemented.
• Provide clear and regular reporting on compliance performance, key risks, and strategic recommendations.
• Deliver compliance training and guidance across the organisation to promote a strong culture of accountability.

Leadership & Collaboration

• Build and develop a high-performing compliance function.
• Collaborate with teams across Product, Technology, Sales, and Operations.
• Promote a culture of transparency, integrity, and strong governance.

Skills & Experience

Essential

• Extensive experience in a senior compliance role within financial markets, fintech, trading infrastructure, or market data organisations.
• Strong knowledge of UK financial regulation and FCA rules.
• Proven experience designing and implementing compliance frameworks in complex environments.
• Ability to influence senior leadership and Board-level stakeholders.
• Excellent analytical, communication, and problem-solving skills.

Desirable

• Experience working with financial market utilities, trading venues, or regulatory data services.
• Previous Senior Management Function (SMF) approval.
• Experience working in an international or multi-office environment.

What We Offer

• Competitive salary (pro-rated for part-time role)
• Hybrid working
• Discretionary bonus
• 25 days' holiday plus bank holidays (pro-rated)
• Private health insurance
• Pension scheme
• Life assurance and income protection
• Electric vehicle scheme
• Enhanced family leave policies
• Opportunities for professional development

If you are an experienced compliance leader looking for a flexible, strategic role within a fast-growing fintech environment, we would welcome your application.