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Compliance Monitoring Administrator -(Part-time)

Posted: 16/07/26
Recruiter:Brian Durham Recruitment Services
Reference:3139898366
Type:Contract
Salary:£20 - £25 Hourly
Location:City, London
Description:

A well respected International bank based in the heart of the City of London have a part-time maternity contract role within their busy Compliance team. This is a hybrid role (2 days in the office 3 days from home), working 2-3 hours every day. Interested applicants must be available at short notice as well as having gained 1-2 years proven Compliance Monitoring work experience within a banking environment coupled with strong knowledge of FCA regulations & Monitoring. Duties will include:-

  • Monitor investment guideline and regulatory reports using internal monitoring systems.
  • Review automated compliance reports and identify exceptions.
  • Escalate any breaches, warnings or unusual findings.
  • Maintain records of monitoring activities.
  • Monitor investment restriction reports.
  • Review issuer limits, liquidity limits & other automated monitoring reports
  • Escalate any breaches to the Compliance team.

Good Excel skills are required.

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