We are looking for a proactive and organised Compliance Officer to help ensure the business operates in line with relevant regulations, policies and internal standards.
The Role
Identify and assess potential compliance and business risks.
Review and resolve compliance concerns, incidents and customer complaints.
Help develop and maintain company policies, procedures and regulatory records.
Assist with audits, reporting and ongoing regulatory requirements.
Ensure compliance information and documentation is accurate, secure and up to date.
Work with colleagues across the business to promote good compliance practices.
The Candidate:
Previous experience in compliance, regulation, risk ideally within the financial services sector.
Good knowledge of confidentiality, data protection and regulatory requirements.
Excellent attention to detail, organisation and time management.
Strong Microsoft Office skills, particularly Excel, Word, Outlook and PowerPoint.
Confident communicator who can work independently and as part of a team.
A proactive approach, with the ability to manage competing priorities and meet deadlines.
